Prime Brokerage Agreement

1. Introduction

This section outlines the purpose of the Prime Brokerage Agreement, including the relationship between the broker and the client.

2. Definitions

Define key terms used in the agreement, such as "Prime Broker," "Client," and "Services."

3. Services Provided

Detail the services offered by the prime broker, including: Trade execution Custody services Financing Risk management

4. Fees and Charges

Outline the fee structure, including: Commission rates Management fees Performance fees

5. Client Obligations

Specify the obligations of the client, such as: Providing accurate information Maintaining sufficient funds Compliance with regulations

6. Term and Termination

Discuss the duration of the agreement and conditions under which it can be terminated.

7. Confidentiality

Include clauses regarding the confidentiality of information shared between the parties.

8. Governing Law

Specify the jurisdiction and governing law applicable to the agreement.

9. Signatures

Provide space for signatures of both parties to validate the agreement.