IT Audit Plan

1. Introduction

This section provides an overview of the IT audit, its objectives, and the scope of the audit.

2. Audit Objectives

• Assess the effectiveness of IT controls.

• Evaluate compliance with relevant regulations.

• Identify areas for improvement in IT processes.

3. Scope of the Audit

The scope should define the systems, processes, and locations that will be included in the audit.

4. Audit Methodology

Outline the approach to be taken during the audit, including:

• Interviews with key personnel

• Review of documentation

• Testing of controls

5. Audit Schedule

Provide a timeline for the audit process, including key milestones.

6. Reporting

Detail how findings will be reported, including:

• Format of the report

• Distribution list

• Follow-up procedures

7. Best Practices

Include best practices for conducting IT audits, such as maintaining independence and objectivity.